OasisLMS

This course bundle includes four sessions recorded at NAPFA's Spring 2025 National Conference on May 7-10, for 1.0 IAR CE each with the successful completion of a quiz (plus NAPFA CE, and CFP CE with a quiz). The box at right does not yet show IAR CEs, but they ARE available. Courses will be available on June 11, 2025, and expire June 30, 2026. You'll be asked to provide your individual CRD number when you start a course.

Navigating the SEC’s Marketing Rule
Presenter: Leila Shaver, JD
(Ethics & Professional Responsibility)

Early Retirees & Health Insurance Gap
Presenter: Matt Allen
(Products & Practice)

Asset Location Strategy
Presenter: Brian Balduzzi, Esq., Tax LL.M., MBA, CFP, CEPA, AEP, IPA
(Products & Practice)

Charitable Planning Strategies
Presenter: Scott Levin, JD, LL.M, MBA, CFP, ChFC, CAP, MCEP
(Products & Practice)

How/when are IAR CEs reported?
IAR CEs will be reported within 30 days of the program. To ensure that any on-demand IAR CEs are reported in time for NASAA’s 12/26/2025 deadline, please complete any on-demand courses by 12/20/2025; NAPFA cannot guarantee CE reporting by year’s end after 12/20/2025.

What if I have further questions?
• You can check your IAR CE status through your Financial Professional Gateway (FinPro) account.
• For questions regarding your IAR CE requirement, check out NASAA's FAQs.
• Not sure if you’re required to complete state-mandated IAR CEs? Check NASAA's IAR CE map.

*NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are NAPFA's and do not necessarily reflect the views of NASAA or any of its member jurisdictions.