Content Level: Intermediate
NAPFA Subject Area: E - Retirement Planning

Join Denise Appleby, “the IRA Whisperer,” for this two-part program:

Recording of "Part 1: Auditing an IRA for Corrections Due by October 15"
Recorded Thursday, September 19 | 3:00 PM ET
Offers 1 NAPFA CE in E – Retirement Planning, and 1 CFP® CE (with quiz)

"Part 2: Rollover and Transfer Limitations for IRA Owners"
Recorded Tuesday, November 12 | 3:00 PM ET
Offers 1 NAPFA CE in E – Retirement Planning, and 1 CFP® CE (with quiz)

One taxpayer owes the IRS $8.5 million for failing to correct an excess contribution, while another had their $500,000 traditional IRA disqualified due to a bad rollover decision. How can you help clients avoid these costly errors? Join NAPFA for a comprehensive two-part series led by national IRA expert Denise Appleby. This timely series will cover essential rules for preventing ineligible contributions and bad rollovers and provide guidance on corrective steps to take when mistakes occur.

Learn how to audit an IRA to identify transactions that require corrections by October 15 and December 31.
Assist clients in evaluating whether a rollover is permissible under IRS regulations.
Identify and recommend appropriate solutions for clients at risk of violating key IRA portability rules.

Denise Appleby, MJ, APA, CISP, CRC, CRPS, CRSP
Founder and CEO of Appleby Retirement Consulting Inc.
Denise Appleby, MJ, APA, CISP, CRC, CRPS, CRSP, is the founder and CEO of Appleby Retirement Consulting Inc., a firm that provides IRA consulting and resources for financial, tax, and legal professionals. With over 20 years of experience in the retirement plans field, Denise excels in training, speaking and legal writing. Known as “the IRA whisperer,” she writes and publishes educational and marketing tools for advisors, co-authored several books on IRAs and has appeared on numerous media programs. Denise earned her Master of Jurisprudence in Employee Benefits from The John Marshall Law School.