Save:
10% by purchasing all four IAR webinars
25% with the purchase of 8 IAR CE programs:

• Webinars and spring conference recordings
• Webinars and fall conference recordings
• Spring and fall conference recordings

40% when you buy all 12 IAR CE programs, which expire 6/30/2026

Attend and earn:

• 1.5 NAPFA CEs and CFP^® CEs
• 1.5 IAR CEs (pending) if you provide your individual CRD# in the pre-course survey (IAR CEs are not yet listed in the box at right but ARE available).
• 1.5 NASBA CPEs with completion of the associated quiz (field of study: Regulatory Ethics). Make note of the five codes that will be posted throughout the webinar in the Chat, then return to this course after two hours to complete the NASBA quiz.

Content Level: Intermediate
NAPFA Subject Area: K - Marketing and Practice Management

NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.

Sweeping compliance changes took effect in 2025. This webinar will equip you with the essential knowledge and practical tools to navigate the evolving regulatory landscape confidently. Presenter Leila Shaver, an attorney and compliance expert who makes even the most complex compliance challenges simple and approachable, will help attendees turn complicated regulations into actionable steps. From updated SEC rules and enhanced requirements to critical cybersecurity protocols, you’ll gain practical insights to protect your RIA and streamline your processes.

Get ahead of the latest regulation, understand the impact of presidential policy shifts, and ensure your firm is ready to thrive. Don’t miss this opportunity to learn from a top industry expert, simplify your compliance strategy, and future-proof your RIA for success.

1. Understand important changes to SEC rules and cybersecurity requirements.
2. Discover simple, practical steps to create and manage effective compliance policies.
3. Identify actions to improve your firm’s cybersecurity and meet disclosure rules.
4. Explore how SEC leadership changes are impacting compliance priorities.
5. Develop a clear, actionable compliance plan to align with your firm’s growth and reduce risk.

Leila Shaver, JD
Founder and managing partner of My RIA Lawyer
Leila Shaver, JD, founder and managing partner of My RIA Lawyer, brings nearly 15 years of experience providing legal and compliance guidance to the financial services industry with a healthy dose of energy, fun and full transparency.

Her boldness with regulators, comfort with working in the gray, and experience as CCO and general counsel to multi-billion-dollar companies has made her the go-to provider in the independent space. Leila is sought after for her expertise, and her willingness to help business owners meet their business goals while complying with state and federal regulation. Leila is changing how firm owners see compliance and legal providers, not as business prevention departments, but as business growth consultants.