OasisLMS

This course bundle includes four sessions recorded at NAPFA's Fall 2025 National Conference on September 3-6, for 1.0/1.5 IAR CE each with the successful completion of a quiz (plus NAPFA CE, and CFP CE with the quiz). The box at right does not yet show IAR CEs, but they ARE available. Courses will be expire December 31, 2026. You'll be asked to provide your individual CRD number when you start a course:

401(k) Plans: Gold Mine or Land Mine? 
Presenter: Ryan McPhetridge
(1.5 IAR CEs in Products & Practice)

Divorce Issues in Financial Planning
Presenters: Linda Leitz & Leo Rydzewski
(1.0 IAR CE in Ethics & Professional Responsibility)

Stupid in Love: Intentional Estate Planning for Married Couples
Presenter: Brian Balduzzi
(1.0 IAR CEs in Products & Practice)

Understand Your SEC Audit - What are Regulators Really Looking For?
Presenter: Christopher Brown
(1.0 IAR CE in Ethics & Professional Responsibility)

How/when are IAR CEs reported?
IAR CEs will be reported within 30 days of the program. Per FINRA, IAR CEs must be completed by 12/20/2025 to ensure reporting for IAR's 2025 deadline and NAPFA will upload earned CEs at 12:00 pm CT on that day; after that, IAR CEs will count in 2026.  

What if I have further questions?
• You can check your IAR CE status through your Financial Professional Gateway (FinPro) account.
• For questions regarding your IAR CE requirement, check out NASAA's FAQs.
• Not sure if you’re required to complete state-mandated IAR CEs? Check NASAA's IAR CE map.

*NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are NAPFA's and do not necessarily reflect the views of NASAA or any of its member jurisdictions.