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How Advisors Can Compliantly Leverage AI
Course Information
Earn: 1 NAPFA CE, plus 1 CFP® CE with completion of the optional quiz
Content Level: Foundational
NAPFA Subject Area: M-Technology
Course Description

Artificial Intelligence (AI) has taken the world by storm. Many advisors wonder how they can compliantly trust and leverage these tools with their clients' sensitive information. We will discuss 3 AI agents that advisors can use and how to ensure you stay compliant and keep your clients' data safe.

Learning Objectives
  1. Hiring AI Agents - how AI agents work and what they can do for a business.
  2. Maintaining client PII - how to anonymize your client's data inside these models so as not to send any sensitive information to third parties.
  3. Practical applications you can use today - this includes scheduling all annual reviews, creating meeting agendas, and surfacing clients at the right time so no one falls through the cracks.
Speaker

Thomas Clawson 

Thomas Clawson is the Founder of Pageport, a VC-backed startup that helps advisors automate critical practices and save time. Thomas previously worked at two "unicorns" - Whatnot and Podium. Thomas graduated from BYU with a degree in Economics and lived in Utah with his family.
Summary
Availability:
On-Demand
Access expires on Dec 31, 2026
Cost:
FREE
Credit Offered:
1 NAPFA CE Credit
1 CFP® CE Credit
Contains:
2 Courses
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