Jeff A. Lang is a member of Stark & Stark’s Investment Management & Securities Group in the Lawrenceville, New Jersey office. Lang has more than 25 years of regulatory and compliance experience, including SEC, FINRA, and global corporate compliance expertise. Lang has served as a Chief Compliance Officer with both large institutional and start-up registered investment advisers. He concentrates his practice on all facets of Investment Adviser and Broker-Dealer compliance, managed accounts, oversight of business practices and supervision, and risk assessments. He also has extensive experience in managing SEC, FINRA, and state regulatory examinations.
He has obtained both Certified Financial Planner (CFP®) and Investment Adviser Certified Compliance Professional designations. Lang has also completed the Certified Regulatory and Compliance Professional program offered by the FINRA Institute at Wharton. Lang has held the Series 7, 9, 10, 24, 63 and 65 FINRA securities licenses.Joseph C. Antonakakis, Esq.
Joseph C. Antonakakis is an Associate at Stark & Stark and a member of the firm’s Investment Management & Securities Group. He concentrates his practice on counseling financial service entities, including investment advisers, broker-dealers, public and private investment companies (e.g., mutual funds, hedge funds, etc.), and their employees, on regulatory, compliance, liability and litigation issues.